Regulatory Reporting Manager

Job Title: Regulatory Reporting Manager
Contract Type: Permanent
Location: Klang Valley
Salary: RM Attractive
Contact Name: Abigail Jong Shzu Chin
Contact Email:
Job Published: April 22, 2020 13:15

Job Description

About our client

Our client is one of the leading brokerage firm in Asia.


About the role

Experience working in or audited stockbroking house, familiar with the stockbroking house regulatory reporting.


Your responsibilities

  • Ensure all reports summited must comply with regulatory requirements required by Bursa Malaysia, Securities Commissions and Bank Negara, where applicable.

  • Prior exposure to Capital Adequacy Ratio (“CAR”) reporting for stockbrokers, Adjusted Net Capital (ANC) requirement for Futures Broking Companies, and periodic COMREP reporting.

  • BNM reporting – ESS/EAL reporting.

  • Ensure accuracy and timely reporting.

  • Formulate guidelines and procedures and continuous improvement on regulatory reporting function.

  • As and when required, assist Business Department in performing analysis and projections impacting CAR and ANC.

  • As part of the Finance Team, the incumbent is expected to assist with other finance related work.


You will have

  • Has at least 5 years of experience in Regulatory Reporting for Stockbroking firms or in related field.

  • Good written English and Malay for communication with local authorities and internal communication with stakeholders.

  • Professional Certification (eg. ACCA/CPA/MICPA/CIMA) and/or Accounting/Finance/Taxation Degree

  • Strong team work and team spirit and dedicated.

  • Excellent Excel Skills and Data analytics.